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For prospective clients who believe their personal situation does not meet Legend Financial Advisors, Inc’s.® (Legend) minimum fee requirements, Legend’s sister firm, EmergingWealth Investment Management, Inc.® (EmergingWealth) may be able to assist.  EmergingWealth is a Fee-Only1, Fiduciary U.S. Securities and Exchange Commission registered investment advisory firm with its headquarters located in Pittsburgh, Pennsylvania.

EmergingWealth provides Investment Management or Investment Management Consulting services to individuals as well as business entities and non-profit organizations whose wealth is emerging. All investment portfolios are sub-advised by Legend.  Both Legend and EmergingWealth share a common advisory team and Investment Committee as well as manage the same types of investment portfolios.

Also, EmergingWealth’s low fee structure is the same as Legend’s except the minimum annual fee is lower.  For additional information, please contact EmergingWealth’s CCO, CEO and President, Louis P. Stanasolovich, CFP®.

EmergingWealth Investment Management, Inc.®
5700 Corporate Drive, Suite 360
Pittsburgh, PA  15237-5829


Phone: (866) 280-4896, Extension 2

 

 

EmergingWealth Form CRS (ADV Part 3) 

Legend’s Fee-Only And Transactions Disclosure:
 

1 Legend Financial Advisors, Inc.® (Legend) is a Fee-Only Advisory Firm.  Fee-Only Means Legend Never Receives Any Commissions.

Legend’s Clients Will Not Pay (a) a Transaction Fee (also Known as a Trading Fee or Commission) for Exchange-Traded Funds (ETF’s) and/or Exchange-Traded Notes (ETN’s) as well as Exchange-Traded Equities through Virtually All Custodians that Legend Utilizes. However, Open-End Mutual Fund Trading Fees Are Charged by Custodians.

Legend will Trade Open-End Mutual Funds, Usually an Institutional Share Class, if available, on Behalf of the Client, Through a Few Non-Related Institutional Custodians.

An Institutional Share Class of an Open-End Mutual Fund is Usually the Lowest Cost Share Class with Regard to the Expenses it Charges.  Therefore, Legend Utilizes No-Load, Institutional Cost, Share Classes of Open-End Mutual Funds.

Due to its Desire to Reduce its Clients’ Investment Costs.  As a Result, Legend’s Clients Often Pay a Small Transaction Fee for Institutional Mutual Fund Trades to the Custodian (Also Known as a Trading Fee or Commission).

Legend Never Receives any Portion of Such Fees/Commissions.

(a) Please Note Certain Custodians that Legend May Use to Accommodate Certain Clients May Charge a Very Small Transaction Fee.
 
 

 

For prospective clients who believe their personal situation does not meet Legend Financial Advisors, Inc’s.® (Legend) minimum fee requirements, Legend’s sister firm, EmergingWealth Investment Management, Inc.® (EmergingWealth) may be able to assist.  EmergingWealth is a Fee-Only1, Fiduciary U.S. Securities and Exchange Commission registered investment advisory firm with its headquarters located in Pittsburgh, Pennsylvania.

EmergingWealth provides Investment Management or Investment Management Consulting services to individuals as well as business entities and non-profit organizations whose wealth is emerging. All investment portfolios are sub-advised by Legend.  Both Legend and EmergingWealth share a common advisory team and Investment Committee as well as manage the same types of investment portfolios.

Also, EmergingWealth’s low fee structure is the same as Legend’s except the minimum annual fee is lower.  For additional information, please contact EmergingWealth’s CCO, CEO and President, Louis P. Stanasolovich, CFP®.

EmergingWealth Investment Management, Inc.®
5700 Corporate Drive, Suite 360
Pittsburgh, PA  15237-5829


Phone: (866) 280-4896, Extension 2

 

 

EmergingWealth Form CRS (ADV 3) 

Legend’s Fee-Only And Transactions Disclosure:
 

1 Legend Financial Advisors, Inc.® (Legend) is a Fee-Only Advisory Firm.  Fee-Only Means Legend Never Receives Any Commissions.

Legend’s Clients Will Not Pay (a) a Transaction Fee (also Known as a Trading Fee or Commission) for Exchange-Traded Funds (ETF’s) and/or Exchange-Traded Notes (ETN’s) as well as Exchange-Traded Equities through Virtually All Custodians that Legend Utilizes. However, Open-End Mutual Fund Trading Fees Are Charged by Custodians.

Legend will Trade Open-End Mutual Funds, Usually an Institutional Share Class, if available, on Behalf of the Client, Through a Few Non-Related Institutional Custodians.

An Institutional Share Class of an Open-End Mutual Fund is Usually the Lowest Cost Share Class with Regard to the Expenses it Charges.  Therefore, Legend Utilizes No-Load, Institutional Cost, Share Classes of Open-End Mutual Funds.

Due to its Desire to Reduce its Clients’ Investment Costs.  As a Result, Legend’s Clients Often Pay a Small Transaction Fee for Institutional Mutual Fund Trades to the Custodian (Also Known as a Trading Fee or Commission).

Legend Never Receives any Portion of Such Fees/Commissions.

(a) Please Note Certain Custodians that Legend May Use to Accommodate Certain Clients May Charge a Very Small Transaction Fee.



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